Nursing home residents should never choke or suffocate in nursing homes. Choking and suffocation deaths in nursing home are preventable. Unfortunately, they do happen. And probably much more often than most people can imagine. Choking and suffocation continue to be leading causes of death in nursing homes.
Choking is a leading cause of death in nursing homes.
Who Is at Risk for Choking in Nursing Homes?
Anyone who has trouble swallowing is at risk for choking in a nursing home. The medical term for having trouble swallowing is “dysphagia.” Many elderly and disabled people have problems swallowing.
According to Injury Facts 2017, choking is the fourth leading cause of unintentional injury death. Of the 5,051 people who died from choking in 2015, 2,848 were older than 74.
The elderly are much more likely to die from choking than the general population.
In addition to choking, difficulty swallowing can cause aspiration pneumonia (food or fluid entering the lungs), malnutrition and dehydration if not treated properly.
Is Choking A Sign of Neglect or Negligence?
There is no good reason that a nursing home resident should ever die from choking. Nursing homes have a duty to provide a safe environment for their residents. This includes providing a choking-free environment and training staff to react immediately if a resident shows any signs of choking.
The nursing home must provide foods that the resident can tolerate. Most residents who are at risk of choking have very specific dietary restrictions put in place by their physicians and nursing homes need to provide nutrition that meets the restrictions.
The nursing home must closely monitor residents, especially residents at an increased risk of choking.
The nursing home must oversee and supervise medication intake, mealtime, and assist residents who need help eating.
Unfortunately, choking and suffocation continue to be leading causes of death in nursing homes in the United States.
Table : Place of injury for deaths from accidental suffocation caused by inhalation or ingestion of food among decedents aged ≥65: USA, 2007-2010
(https://www.researchgate.net/figure/Place-of-injury-for-deaths-from-accidental-suffocation-caused-by-inhalation-or-ingestion_tbl1_256425807 )
Table 2: Death rates for accidental suffocation caused by inhalation or ingestion of food, by age and sex: USA, 2007 – 2010. Source: CDC/NCHS/ National Vital Statistics System, 2007 – 2010. Note: Rates shown are for food suffocation as an underlying cause of death.
When someone is put into a nursing home because they cannot take care of themselves, their families are assuming that the nursing home will keep them from preventable situations like choking and suffocating. When they fail, they must be held accountable.
What Conditions Put Nursing Home Residents at Risk for Choking?
There are many conditions that limit a person’s ability to swallow. According to a study by the National Center for Biotechnology Information, aging-related changes in the swallowing mechanism, called Presbyphagia, can be present in many different ways:
as the lack of muscle strength, complicating the bolus propulsion; the diminished lingual pressure, obstructing bolus driving; halting of the bolus whilst swallowing, leading to a more difficult cleansing of residues; the decline of taste and smell, making it more difficult to initiate swallowing; difficulty in controlling bolus from the anticipatory phase; the entering of the bolus into the lower airway; and finally, the lack of teeth and the wearing, or not, of complete dentures, which influence chewing. The disruption of the capacity to swallow in older adults has long-range consequences with severe health implications. It may result in dehydration, malnutrition, airway obstruction, and aspiration pneumonia. Advancing age is also increasingly associated with comorbid situations, predisposing individuals to frailty that, in the event of an aspiration episode, may give rise to increased morbidity and mortality. Presbyphagia becomes clinically more relevant from the age of 80 onwards, and frail older people with dysphagia present higher mortality rates. According to Cabre et al, oropharyngeal dysphagia is a highly prevalent clinical finding in older people with pneumonia. Moreover, the repercussions of dysphagia are both physical and also emotional and social, leading to depression and social isolation, with a great impact on the quality of life.
The NCBI study can be accessed here.
Other common conditions that affect swallowing include:
Dementia
Dementia is caused by any one of a number of disorders that affect memory, behavior, thinking, the ability to perform activities of daily living. It is more of a category of disorders than a specific disease.
More than 5 million people in the United States are affected by some form of dementia.
In a study of 323 nursing home residents with advanced dementia observed for a period of 18 months, 86% were observed to have eating problems, including swallowing or chewing problems, refusal to eat or drink, suspected dehydration, and persistently reduced oral intake.
Alzheimer’s Disease
Alzheimer’s disease affects the memory. It is a kind of dementia. Just as people with Alzheimer’s often do not remember how to drive a car or ride a bike, they may forget how to chew altogether. Even if a resident with Alzheimer’s does remember how to chew, she may not remember what foods are safe for her to eat.
Neurological Disorders
Some conditions affect the body’s ability to control nerves and muscles. These are called neurological disorders. While these can affect muscles anywhere in the body, the can also attack the muscles in the mouth, throat, and esophagus that control swallowing.
Neurological disorders such as muscular dystrophy, multiple sclerosis, and Parkinson’s disease may influence the ability to swallow.
Stroke and Other Brain Injuries
The brain controls the body. When the brain is damaged from injury, stroke, or other cause, it can limit the body’s ability to process the need to swallow.
Aging
There are more than 50 pairs of nerves and muscles that control swallowing. As we age, these nerves and muscles often become weaker. Being elderly is a risk factor for choking.
Cancer
Some types of cancer can affect swallowing. This includes cancer of a person’s mouth, throat, and esophagus. Additionally, difficulty swallowing occurs after some cancer treatments including surgery, radiation therapy, and chemotherapy.
Wearing Dentures
If a nursing home resident wears dentures, they can become a choking hazard if they are not checked regularly. They should be checked regularly.
What are the Signs of a Swallowing Problem?
It’s important for nursing homes to be aware of subtle signs of swallowing problems.
- Coughing during or after eating
- Constantly clearing the throat
- Grimace or painful expression when eating
- Holding food to the side of the mouth
- Spitting out food
- Drooling when eating
- Eating too fast or cramming food into the mouth
- Unexpected weight loss
- Change in voice (wet or gurgly, hoarse)
- Touching the upper chest or throat when eating
- Taking longer to eat
- Sorting or playing with food
- Chewing over and over but not swallowing
- Watery eyes
- Runny nose
What are the Different Phases of Swallowing?
There are three phases of swallowing. A breakdown in any one or more of them results in dysphagia.
Oral phase
Food is chewed, formed into a ball and moved from the mouth to the back of the throat . A person with dementia or brain injury may have trouble recognizing food in the mouth. They may also not remember how to swallow. It is also common for patients to become confused about the order of how to eat food. This results in them attempting to swallow food before chewing it. Another common problem for dementia patients is where they hold the food in their mouth without swallowing it. This is called “pocketing.”
Pharyngeal phase
Food is moved from the throat to the esophagus using muscles that protect the airway from being blocked with food. If the muscles are weak, food or liquid can get into the airway causing choking.
Esophageal phase
Food enters the esophagus. The esophagus tightens to “squeeze” the food down towards the stomach. Pressure from the food or liquid causes the bottom of the esophagus to relax and open so food can enter the stomach. When the esophagus does not open as it should, it causes difficulty swallowing. The esophagus can tighten up and the person may spit up or vomit.
What Happens When A Nursing Home Resident Chokes?
Choking happens when a piece of food or other items blocks the airway preventing the ability to breathe. The body needs oxygen to survive.
Without oxygen rich blood, the body’s tissues will begin to shut down and die within minutes.
When a person begins to choke, nursing home staff only have minutes to act. This is why it is so important to prevent choking before it occurs. However, when it does occur, nursing home staff must be prepared to recognize the signs of choking and act immediately! Without immediate action, death by choking is certain.
What Are The Signs of Choking?
All of the following are choking signs and behaviors.
- Coughing or gagging
- Hand signals and panic
- Sudden inability to talk
- The natural response to choking is to grab the throat with one or both hands. This is the universal choking sign and a way of telling people around you that you are choking.
- Wheezing
- Passing out
- The skin may begin to turn blue. This is called “cyanosis.” This occurs after other choking signs and behaviors have occurred. It is caused by a lack of oxygen to the skin. This blue coloring to the skin will be seen earliest around the face, lips, and fingernail beds.
Not all of these signs will be present when a nursing home resident chokes. For example, a resident with dementia may not initially realize he is choking or may not have the ability to cough or gag.
How Can Nursing Homes Prevent Choking Deaths?
Assessing the Patient for Choking Risks
When a patient enters a nursing home, the nursing home is required to assess that patient. This is needed in order to determine the kind of treatment the patient needs. The patient needs are used to create a treatment plan that is appropriate for that patient.
This assessment should take into consideration any risks the patient has for swallowing or chewing. If it cannot be determined whether the patient has risks for choking, that patient should be referred to a doctor or speech language pathologist for an assessment to determine her abilities.
The nursing home should reassess the patient periodically to look for any changes in the patient’s abilities.
Nursing homes are required to perform assessments of patients using what is called a Minimum Data Set (or “MDS”).
Medical Treatment
It is standard for nursing home residents to receive tests to measure how well they swallow. These tests not only look for whether residents have trouble swallowing, they seek to identify what areas of the mouth and throat are affected.
It is standard for elderly patients in nursing home to receive swallowing tests.
Treatment for dysphagia includes may include:
- Exercises to increase the strength of swallowing muscles.
- Dilation to expand the throat. In this treatment, a device is placed down your esophagus to carefully expand any narrow areas of your esophagus.
- Medicines may be prescribed, especially of swallowing problems are caused by GERD, heartburn, or esophagitis. Medications may prescription medicines may help prevent reduce stomach acid entering the esophagus.
- Surgery may be an option if something is blocking the esophagus (such as a tumor or diverticula).
- Changing Diet is the most common solution for nursing home residents.
Choking-Free Diets
It is the job of the nursing home to provide their residents with foods that are safe to eat. A nursing home must never provide a nursing home resident with foods that increase their risk of choking.
For mild swallowing problems, a nursing home may implement a plan to have the resident eat several smaller meals. This can alleviate some of the choking hazards of larger meals.
Nursing homes can also implement a “dysphagia diet.” This is a diet that prevents choking. This usually consists of softened or pureed foods, such as cream-based soups and foods that are the consistency of baby food.
How do these diets help? When people choke, it is on a clump of food, called a bolus. The consistency of these foods prevent such a bolus from forming. Therefore, the resident cannot choke.
Communicating About the Patient’s Needs
It’s not enough to assess the patient’s needs and create a treatment plan. The nursing home must make sure that the treatment plan is being communicated by the people who need to know it.
A treatment plan that says a patient needs to be monitored while eating or can only getting pureed foods does no good unless everyone at the nursing home knows about it.
Clear Communication About Policies and Procedures for Diet
A nursing home must have policies and procedures about diet and meal service. Like anything else in life, a policy and procedure does no good unless it is being followed.
A nursing home must clearly communicate the policies and procedures concerning meals and diet to its nursing and dietary staff.
A nursing home must not only communicate these policies and procedures, it must provide enough resources to (1) have enough staff to carry out the policy and (2) train its staff on how to carry out the policy.
Sufficient Staffing Levels
Many of my clients describe the “ghost town” effect, especially at night and on weekends: empty halls and hard-to-find staff. Understaffing is a great risk factor for choking.
Understaffing of nursing home personnel has been described as a patient safety crisis. Nursing home understaffing is when there are not enough nursing home staff to meet the specific needs of all the residents.
Because understaffing of nursing homes is such a critical issue for patients and families, we have devoted an entire section of our website to educating the public about the evils of understaffing here.
Staff Training About Choking Hazards and Risks
In order to prevent choking deaths in nursing homes, all nursing homes must make sure that they have trained their staff on choking risks factors, assessing the patient for choking risks, and responding to choking emergencies.
Without sufficient training in these areas, nursing home patients will surely die, and any nursing home manager knows this.
Protocols for Managing Choking Emergencies
Does the nursing home have a protocol for managing choking emergencies? It is never acceptable for a nursing home to refuse to develop a protocol to save the lives of patients who are choking. Nursing homes know that eventually someone will have a choking event. To not have a management plan to save a choking resident’s life is nothing short of homicide.
Suffocation in Nursing Homes
Much like choking deaths, suffocation deaths in nursing homes are always preventable. Here are some common causes of suffocation in nursing homes:
- Entanglement- often times physically and mentally disabled residents can get tangled in restraints, garments, bed linens, or they can get their heads caught between bed rails, and other similar devices.
- Faulty or poorly maintained breathing aids- breathing tubes and oxygen tubes can become obstructed if not properly maintained.
- Drug side effects- some medications have side effects that make it hard to breathe
- Lack of assistance while eating or drinking- residents who are not able to eat or drink safely on their own and are left to do so, are at high risk for suffocating.
All of the causes mentioned above are preventable, by properly trained nursing home staff and the implementation of proper medical protocol and supervision of high risk residents. Like many other problems in nursing homes, understaffing can play a role in a suffocation death as well.
When staff are poorly trained or a nursing home is understaffed, it is impossible for residents to receive the care that they require. If a nursing home is understaffed there are just not enough people to provide a safe environment that is the nursing home’s duty. This is extremely dangerous for the nursing home resident and can lead to serious injury and even death.